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Governance Ledger


The Part of AI Governance in Wealth Management Nobody Has Built Yet
Most advisory AI tools capture the output. A plan document records what was recommended. A CRM note records that a meeting happened. Neither records what the advisor knew, what they modeled, what they set aside, or why they went the direction they did.
That gap — between output and decision process — is where fiduciary exposure quietly lives. And it's the part of AI governance that almost nobody has built yet.
Sam Sur
Jun 247 min read
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